Other

Report on holding exceeding one-third of retail fund

2018  Jan / Feb / Mar / Apr / May / Jun / Jul / Aug / Sep / Oct / Nov

2017  Jan / Feb / Mar / Apr / May / Jun / Jul / Aug / Sep / Oct / Nov / Dec


 

Aberdeen Thai Equity Dividend Fund

As of 05 April 2017 – Aberdeen Thai Equity Dividend Fund (ABTED) has one group of person holding its unit 38.11%

Report on non-compliance of investment limit

Aberdeen Euro High Yield Bond Fund

Aberdeen Asset Management Co., Ltd. would like to inform unit holders of Aberdeen Euro High Yield Bond Fund that on 26 March 2015 the fund maintained its foreign investment proportion lower than 80% of its net asset value (NAV) at any time. The company had redeemed unit trusts of the master fund to raise money for redemptions. This caused the fund has foreign investment proportion lower than prescribed in its prospectus.

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On 27 March 2015 the foreign investment proportion of the fund has been increased to over 80% of NAV.

Aberdeen Cash Creation Fund

Aberdeen Asset Management Co., Ltd. would like to inform unitholders of Aberdeen Cash Creation Fund that on 15 November 2011 the fund had the exposure in/ cash deposits with Citi Bank above 15% of its net asset value (NAV). This is because the company had additionally deposited cash with the bank. This caused the investment proportion with the bank to exceed the limit imposed by the Office of the Securities and Exchange Commission (SEC).

On 16 November 2011, the fund rectified the exposure in/ cash deposits with Citibank to be below 15% of its net asset value according to the investment limit as stipulated by the SEC.

Aberdeen World Opportunities Fund

Aberdeen Asset Management Co., Ltd. would like to inform unitholders of Aberdeen World Opportunities Fund that on 15th October, 2008 the fund maintained its foreign investment proportion lower than 80% of its net asset value (NAV) at any time. The company had redeemed unit trusts of the master fund to raise money for redemptions. This caused the fund has foreign investment proportion lower than prescribed in its prospectus.

On 16th October, 2008 the foreign investment proportion of the fund has been increased to over 80% of NAV.

Aberdeen Flexible Capital Fund

Aberdeen Asset Management Co., Ltd. would like to inform unitholders of Aberdeen Flexible Capital Fund that on 17th October, 2008 the fund had exposure in/cash deposits with Calyon Bank above 20% of its net asset value (NAV). This is because the company had additionally deposited cash with the bank plus the volatility of the stock market on the same day. This caused the investment proportion with the bank to exceed the limit prescribed in its prospectus.

On 20th October, 2008, the fund had exposure in/cash deposits with Calyon Bank below 20% of its net asset value, within the limit prescribed in its prospectus.